Contact
888.486.3939 (Other)
858.486.3969 (Business Fax)
Biography
Financial Sense® Advisors, Inc.
Chief Compliance Officer
Financial & Operations Principal
Financial Sense® Securities, Inc.
Chief Compliance Officer
Financial & Operations Principal
Registered Representative
BrokerCheck
Alan joined Financial Sense® Wealth Management in June 2017. He earned a Certified Regulatory Compliance Professional designation from Wharton Business School and holds a B.S. degree in Business Administration with an emphasis in Finance from California State University at Los Angeles. Alan has over twenty years of experience in the financial services industry, which includes 10 years as a Vice President of Compliance at LPL Financial and 6 years as Head of Advisory and Brokerage Compliance at ING/Financial Network. His professional registrations include FINRA Licenses Series 7, 14, 24, 27, 63, 65, and 99. Alan enjoys playing tennis, hiking and taking his dog to the beach.