Financial Sense® Advisors, Inc. Chief Compliance Officer Financial & Operations Principal Financial Sense® Securities, Inc. Chief Compliance Officer Financial & Operations Principal Registered Representative BrokerCheck
Alan joined Financial Sense® Wealth Management in June 2017. He earned a Certified Regulatory Compliance Professional designation from Wharton Business School and holds a B.S. degree in Business Administration with an emphasis in Finance from California State University at Los Angeles. Alan has over twenty years of experience in the financial services industry, which includes 10 years as a Vice President of Compliance at LPL Financial and 6 years as Head of Advisory and Brokerage Compliance at ING/Financial Network. His professional registrations include FINRA Licenses Series 7, 24, 27, 63 and 65. Alan enjoys coaching his son’s soccer team, hiking and taking his dogs to the beach.